Abstract:
The extremal problem under consideration is related to the set of continuous positive definite functions on $\mathbb{R}^n$ with support in a closed ball of radius $r>0$ and fixed value at the origin (the class $\mathfrak{F}_r(\mathbb{R}^n)$).
Given $r>0$, the problem consists in finding the supremum on $\mathfrak{F}_r(\mathbb{R}^n)$ of a functional of a special form.
A general solution to this problem is obtained for $n\neq2$. As a consequence, new sharp inequalities are obtained for derivatives of entire functions of exponential spherical type $\leqslant r$.
Bibliography: 24 titles.
We fix some notation: $|\cdot|$ is the Euclidean norm in $\mathbb{R}^n$, $\mathbb{B}_r:=\{x\in \mathbb{R}^n\colon |x|<r\}$ is the open ball of radius $r>0$ centred at the origin, $\overline{\mathbb{B}_r}$ is the closure of this ball, $\widetilde{f}(x):=\overline{f(-x)}$, $(f\ast g)(x)=\displaystyle\int_{\mathbb{R}^n}f(x-t)g(t)\,dt$, and $L_\infty^{\mathrm{loc}}(\mathbb{R}^n)$ is the space of functions locally bounded almost everywhere on $\mathbb{R}^n$.
A complex-valued function $f\colon \mathbb{R}^n\to\mathbb{C}$ is said to be positive definite on $\mathbb{R}^n$ ($f\in\Phi(\mathbb{R}^n)$) if for each $m\in\mathbb{N}$, any $\{x_i\}_{i=1}^m\subset \mathbb{R}^n$ and each set of complex numbers $\{c_i\}_{i=1}^m\subset\mathbb{C}$ we have the inequality
If $f\in\Phi(\mathbb{R}^n)$, then from (1.1), for $m=2$ we obtain $|f(x)|\leqslant f(0)$ for $x\in \mathbb{R}^n$, and $f$ is an Hermitian function, that is, $f=\widetilde{f}$.
In this paper we are interested in the following convex subset of positive definite functions. Let $r>0$. Then we denote by $\mathfrak{F}_r(\mathbb{R}^n)$ the set of functions
It is obvious that the class $\mathfrak{F}_r(\mathbb{R}^n)$ is nonempty. For example, if $u\in L_2(\mathbb{R}^n)$ is a function such that $u(x)=0$ for $|x|\geqslant r/2$ and $\|u\|_2=1$, then the following function belongs to $\mathfrak{F}_r(\mathbb{R}^n)$:
In fact, we have $\varphi\in C(\mathbb{R}^n)$ and $ \operatorname{supp}\varphi\subset\overline{\mathbb{B}_{r/2}}+\overline{\mathbb{B}_{r/2}} =\overline{\mathbb{B}_r}$. That $\varphi$ is positive definite is straightforward. Note that for $n=1$ it follows from the Boas–Kac–Krein theorem (for instance, see [1], Theorem 3.10.2) that each function $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ can be represented in the form (1.2). Generally speaking, this is not true for $n\geqslant2$.
In this paper we consider the following extremal problem for positive definite functions $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$.
Problem. Let $r>0$, and let $\rho\in L_\infty^{\mathrm{loc}}(\mathbb{R}^n)$ be a radial real function. Find the quantity
For $\rho(x)\equiv1$ the quantity $M(n,\rho,r)$ was found by Siegel [2] in 1935 and, independently, by Boas and Kac (see [3], Theorem 5) in 1945 for $n=1$. They showed that
where $\operatorname{vol}(\,\cdot\,)$ is the Lebesgue measure in $\mathbb{R}^n$. In this case the extremal function is the convolution of the characteristic function of the ball $\mathbb{B}_{r/2}$ with itself:
Siegel’s result was also re-discovered by Gorbachev [4] in 2001, who used other methods. It can also be mentioned that another method of the proof of Siegel’s results can be found in the recent paper [5].
Note that for $\rho(x)\equiv1$ the problem under consideration is an extremal problem of Turán type. In this class of problems one must find the supremum of the values of the integral $\displaystyle\int_{\mathbb{R}^n}\varphi(x)\,dx$ over all functions $\varphi\in\Phi(\mathbb{R}^n)\cap C(\mathbb{R}^n)$ with fixed value at the origin whose support lies in a fixed centrally symmetric convex body. To this date, apart from the ball case, solutions of the Turán problem are only known for polytopes tiling the space (see Arestov and Berdysheva [6]) and for spectral bodies (see Kolountzakis and Révész [7]).
It is also worth pointing out that similar problems arise in a natural way in various fields of mathematics, for instance, convex analysis (see [8]). Applications to function theory can be found in [9]. Also note Efimov’s paper [10], where he considered a version of Turán problem for a ball. For further information about the history, versions and applications of this type of problem the reader can consult Révész’s paper [11].
For $n=1$ and weaker assumptions about the function $\rho$ an analogue of the problem in question was considered by this author in [12]. Here we establish the following theorem, which solves the problem for $n\neq2$.
Theorem 1. Let $n\neq2$, $r>0$, and let $\rho\in L_\infty^{\mathrm{loc}}(\mathbb{R}^n)$ be a radial real function. Let $A_\rho\colon L_2(\mathbb{B}_{r/2})\to L_2(\mathbb{B}_{r/2})$ be the operator defined by
where $\|A_\rho\|$ is the norm of $A_\rho$ in $L_2(\mathbb{B}_{r/2})$.
Remark 1. It follows from Theorem 1 that the solution of the problem under consideration reduces to finding the eigenvalue of $A_\rho$ that is greatest in modulus. Note also that Theorem 1 is an analogue of Szász’s theorem for nonnegative trigonometric polynomials (see [13], Theorem IV).
Remark 2. The proof of Theorem 1 is based on the Rudin–Efimov representation (see Theorem 5 below) of functions $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$. In general, it has been established for $n\neq2$. On the other hand, if $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ is infinitely smooth, then this representation also holds for $n=2$.
In some cases, in the above problem it is sufficient to consider infinitely smooth functions from $\mathfrak{F}_r(\mathbb{R}^n)$. For instance, this is true when $\rho$ is continuous. In this case Theorem 1 also holds for $n=2$.
If $\rho(x)$ is a polynomial, then our problem is connected with sharp bounds for entire functions of exponential spherical type $\leqslant r$. Recall that an entire function $f\colon \mathbb{C}^n\to\mathbb{C}$ is said to have an exponential spherical type $\leqslant r$ if for each $\varepsilon>0$ there exists a positive constant $A_\varepsilon$ such that
We let $W_{p,r}(\mathbb{R}^n)$ denote the set of entire functions of exponential spherical type $\leqslant r$ such that their restrictions to $\mathbb{R}^n$ belong to $L_p(\mathbb{R}^n)$, $p\geqslant1$, and let $W_{p,r}^{+}(\mathbb{R}^n)$ denote the subset of functions in $W_{p,r}(\mathbb{R}^n)$ that are nonnegative on $\mathbb{R}^n$. Then the following result holds.
Theorem 2. Let $n,m\in\mathbb{N}$, $r>0$, let $\Delta$ be the Laplace operator, $L$ be a linear differential operator of the form
The paper is organized as follows. In § 2 we present some auxiliary facts and statements. In §§ 3 and 4 we prove Theorems 1 and 2, respectively. In § 5 we present for example the solution of the problem under consideration for $\rho(x)\equiv1$. Also, in § 5 we obtain solutions for $\rho(x)=|x|^2$ and $n\neq2$, and for $\rho(x)=x^{2m}$ and $n=1$, $m\in\mathbb{N}$. As a consequence, we deduce sharp inequalities of Bernstein–Nikol’skii type for functions in $W_{1,r}^{+}(\mathbb{R}^n)$.
§ 2. Auxiliary facts and statements
We point out the following properties of functions in $\Phi(\mathbb{R}^n)$. Let $f,f_{i}\in\Phi(\mathbb{R}^n)$. Then:
(2) $\lambda_{1}f_{1}+\lambda_{2}f_{2}$, $\overline{f}$, $\operatorname{Re}f$, $f_1f_2\in\Phi(\mathbb{R}^n)$ for $\lambda_i\geqslant 0$;
(3) if a finite limit $\lim_{n\to\infty} f_{n}(x)=:g(x)$ exists for all $x\in \mathbb{R}$, then $g\in\Phi(\mathbb{R}^n)$.
Properties (1)–(3) are well known (for instance, see [14], [1] and [15]).
In 1932 Bochner and, independently, Khintchine proved the following criterion for a function to be positive definite.
Theorem 3 (Bochner–Khintchine theorem). A function $f$ belongs to $\Phi(\mathbb{R}^n)\cap C(\mathbb{R}^n)$ if and only if there exists a finite nonnegative Borel measure $\mu$ on $\mathbb{R}^n$ such that
The proof can be found, for instance, in [14], [1] or [15]. As a direct consequence (for instance, see [1], Theorem 1.8.7), we obtain the following criterion of positive definiteness in terms of the Fourier transform.
Theorem 4. If $f\in C(\mathbb{R}^n)\cap L_1(\mathbb{R}^n)$, then
and in this case $\widehat f\in L_1(\mathbb{R}^n)$.
The following result is important for the proof of Theorem 1.
Theorem 5 (Rudin and Efimov). Let $n\neq2$, $r>0$, and let $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ be a radial function. Then $\varphi$ can be represented by a uniformly convergent series:
where $u_k\in L_2(\mathbb{R}^n)$ and $u_k(x)=0$ as $|x|\geqslant r/2$.
Remark 3. For $n=1$ Theorem 5 is a corollary to the Boas–Kac–Krein theorem. For ${n\in\mathbb{N}}$ Theorem 5 was proved by Rudin under the assumption that $\varphi$ is infinitely differentiable (see [16] and [1], Theorem 3.10.4). Ehm, Gneiting and Richards [17] noted without proof that in Rudin’s theorem it is sufficient to assume merely that $\varphi$ is continuous. In [18] Efimov proved Theorem 5 for $n\geqslant3$.
Remark 4. Representation (2.1) for radial infinitely smooth functions in $\mathfrak{F}_r(\mathbb{R}^n)$ was used by Rudin in [16] to show that each positive definite radial function in a ball in $\mathbb{R}^n$ can be extended to a positive definite function on the whole space. This generalizes a theorem of M. Krein on the extension of positive definite functions from an interval to the whole line $\mathbb{R}$ (see [19]).
Problems of the extension of positive definite radial functions to spaces of higher dimension were considered in [20].
Since a positive definite function is Hermitian, in the problem under consideration we can assume that functions $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ are even. It follows from the lemma below that they can also be assumed to be radial.
Lemma. Let $n\neq1$ and $r>0$, let $\rho\in L_\infty^{\mathrm{loc}}(\mathbb{R}^n)$ be a radial function, let $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$, and let $\varphi_{\mathrm{rad}}$ be the radialization of $\varphi$:
where $\operatorname{SO}(n)$ is the special orthogonal group and $d\tau$ is the normalized Haar measure on $\operatorname{SO}(n)$. Then $\varphi_{\mathrm{rad}}\in\mathfrak{F}_r(\mathbb{R}^n)$ and
Step 1. The operator $A_\rho$ is bounded and compact in $L_2(\mathbb{B}_{r/2})$ because ${\rho\in L_\infty^{\mathrm{loc}}(\mathbb{R}^n)}$. It is selfadjoint because $\rho$ is real and radial.
For convenience, below we identify $L_2(\mathbb{B}_{r/2})$ with the subspace of functions ${u\in L_2(\mathbb{R}^n)}$ such that $u(x)=0$ almost everywhere for $|x|\geqslant r/2$.
Let $u\in L_2(\mathbb{R}^n)$ and $u(x)=0$ for $|x|\geqslant r/2$. Then
Step 2. We show that $M(n,\rho,r)\leqslant \|A_\rho\|$. It follows from the above lemma that we can assume in the problem under consideration that the functions $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ are radial.
Let $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$, and let $\varphi$ be a radial function. It follows from Theorem 5 that
where the series is uniformly convergent, $u_k\in L_2(\mathbb{R}^n)$ and $u_k(x)=0$ for $|x|\geqslant r/2$. In addition, since $\varphi(0)=1$, we have $\sum_{k=1}^\infty\|u_k\|_2^2=1$ and therefore
Step 3. We show that $M(n,\rho,r)\geqslant \|A_\rho\|$. Let $u\in L_2(\mathbb{R}^n)$, $u(x)=0$ for $|x|\geqslant r/2$ and $\|u\|_2=1$. Then $u\ast\widetilde{u}\in\mathfrak{F}_r(\mathbb{R}^n)$ and we have
First we note that by multiplying each function $\varphi\in\mathfrak{F}_r(\mathbb{R}^n)$ by $e^{i(t,\cdot)}$, $t\in\mathbb{R}^n$, we map $\mathfrak{F}_r(\mathbb{R}^n)$ to itself bijectively, so that
Let $f\in W_{1,r}^{+}(\mathbb{R}^n)$ and $f(x)\not\equiv0$. Since $L$ is a linear operator, we can assume without loss of generality that $\|f\|_1=(2\pi)^n$.
By the Paley–Wiener theorem (for instance, see [15], § 3.4.9, or [21], § 3.2.6) and Theorem 4 the Fourier transform establishes a bijection between $W_{1,r}^{+}(\mathbb{R}^n)$ and the set of functions $\varphi\in\Phi(\mathbb{R}^n)\cap C(\mathbb{R}^n)$ such that $\operatorname{supp}\varphi\subset\overline{\mathbb{B}_{r}}$. Thus,
where $\varphi\in\Phi(\mathbb{R}^n)\cap C(\mathbb{R}^n)$ and $ \operatorname{supp}\varphi\subset\overline{\mathbb{B}_{r}}$. By the formula for the inverse Fourier transform
We find all $\lambda\neq0$ for which the equation $A_\rho u=\lambda u$ has nontrivial solutions. Let ${u(t)=a}$ for $t\in\mathbb{B}_{r/2}$, where $a\in\mathbb{C}\setminus\{0\}$. Then $a\cdot\operatorname{vol}(\mathbb{B}_{r/2})=\lambda a$, and therefore $\lambda=\operatorname{vol}(\mathbb{B}_{r/2})$. Thus,
has nontrivial solutions. Let $u(x)=a|x|^2+(b,x)+c$ for $x\in\mathbb{B}_1$, where $a,c\in\mathbb{C}$ and $b=(b_1,\dots,b_n)\in\mathbb{C}^n$. Here $(\,\cdot\,{,}\,\cdot\,)$ is the scalar product in $\mathbb{C}^n$. Then we have the equalities
where $\lambda_{\mathrm{max}}$ is the eigenvalue of the matrix (5.7) with the greatest modulus. In particular, for $m=1$ the matrix $A_m$ has the following form:
where $M(n,\rho,r)$ is defined by (5.4). Equality is attained on the Fourier transform of the function $u\ast\widetilde{u}$, where $u$ is defined by (5.3).
Remark 6. It follows from Theorem 2 and Example 3 that for $m\in\mathbb{N}$ and each $f\in W_{1,r}^{+}(\mathbb{R})$ we have the sharp inequality
It is obvious that (5.11) yields inequality (5.9) for $n=1$ and inequality (5.10) for ${m=1}$.
Remark 8. Ibragimov proved in 1959 (see [22], Corollary 2) that for (not necessarily nonnegative) functions $f\in W_{1,r}(\mathbb{R})$ we have the inequalities
For $m=1$ inequality (5.12) with constant $r^2/\pi$ was established by Korevaar [23] in 1949.
Inequalities of type (5.9), (5.10) and (5.12) belong to the class of Bernstein–Nikol’skii type inequalities. For more information about inequalities of this type, see [24] by Gorbachev.
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Citation:
A. D. Manov, “An extremal problem for positive definite functions with support in a ball”, Sb. Math., 215:7 (2024), 920–931
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